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8 Mar 2024, 11:31 am by Greco & Greco, P.C.
Inc., Cambridge Investment Research Inc., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
1 Aug 2017, 7:42 am by Daily Record Staff
Accredited Standards Committee X9 Inc., which is in Annapolis, has updated its standard for symmetric key management, called ANSI X9.24-1, or Retail Financial Services Symmetric Key Management Part 1: Using Symmetric Techniques. [read post]
30 Sep 2014, 12:13 pm by Thomas Dominczyk
  The key holding was the reversal of the district […]The Consumer Financial Services Blog - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services laws [read post]
3 May 2016, 7:34 am by John Jascob
Chain, Inc., which developed the protocol in partnership with Nasdaq, Fidelity, Citi, and other financial firms, released the blockchain standard as open source software. [read post]
7 Mar 2014, 7:40 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) fined SAL Financial Services, Inc. dba Sterne Agee Financial Services, Inc. [read post]
29 May 2015, 10:48 am
Here’s the conference description: A well-functioning financial system is a key ingredient in a well-functioning economy. [read post]
10 Aug 2010, 2:31 am
A Financial Industry Regulatory Authority arbitration panel has ordered UBS Financial Services Inc. to pay investor Kajeet Inc. $80.8 million for failed auction-rate securities. [read post]
Digital currency service providers, like more traditional financial institutions and technology-driven FinTech companies, will be expected by regulators to develop a tailored, risk-based compliance program with sanctions compliance as a key consideration. [read post]
30 Mar 2011, 4:40 pm
Spencer Bachus (R-Ala.), the House Financial Services Committee chairman, have sent a letter to US Securities and Exchange Commission Chairman Mary Schapiro asking her about Boston Consulting Group Inc. [read post]
14 Oct 2020, 8:51 am by Leland Garvin
However, it does not allow this responsibility to be shouldered by a service provider, such as an elevator maintenance company. [read post]
14 Oct 2020, 8:51 am by Leland Garvin
However, it does not allow this responsibility to be shouldered by a service provider, such as an elevator maintenance company. [read post]
11 Jul 2018, 10:14 am by Dennis Crouch
In the appeal, the Federal Circuit explained that the system could be used in either financial services or non-financial services – and it “is not enough for the specification to describe how the invention could, in some instances, be used to facilitate financial transactions. [read post]
Following a $160 million settlement with investors after they sued the Securities America over failed private placements that were sold by the firm’s brokers between 2003 and 2008, Ameriprise Financial Inc. put the firm up for sale. [read post]